THE PEOPLE

Lloyd Moskowitz

Chief Compliance Officer

Joined Cannell & Spears in 2024.

Lloyd joined Cannell & Spears in 2024, bringing with him over 25 years of experience in compliance, risk management, and operational leadership across asset management, family offices, and private funds. In his role as Chief Compliance Officer, Lloyd oversees the firm’s regulatory  compliance program and advises the firm on regulatory, compliance and risk-management matters.

Prior to joining Cannell & Spears, Lloyd served as Chief Compliance Officer and Chief Operating Officer of Overbrook Management Corporation, where his responsibilities included oversight of the firm's compliance program and regulatory matters. Previously, Lloyd served as Chief Financial Officer and Compliance Officer at Granite Capital International Group, with responsibilities that included compliance, financial operations, and risk oversight.

Over the course of his career, Lloyd has worked with family offices, hedge funds, and private funds on regulatory examinations, compliance programs, policies and procedures, operational controls, and compliance training.

Lloyd received a B.S. in Accounting and Information Systems from Queens College, CUNY. Outside of work, Lloyd enjoys spending time with his family, golfing, attending concerts, serving as a baseball umpire, and cheering on Penn State. He is also involved in community initiatives supporting cancer research and awareness.