THE PEOPLE

Lloyd Moskowitz

Chief Compliance Officer

Lloyd joined Cannell & Spears in 2024, bringing with him over 25 years of experience in compliance, risk management, and operational leadership across asset management, family offices, and private funds. In his role as Chief Compliance Officer, Lloyd oversees all regulatory and compliance functions, ensuring the firm operates with the highest standards of integrity and maintains strict adherence to industry regulations and best practices. His focus on proactive risk management and regulatory compliance reinforces Cannell & Spears' commitment to transparency and responsible growth.

Before joining Cannell & Spears, Lloyd held key leadership roles, including Chief Compliance Officer and Chief Operating Officer, at Overbrook Management Corporation. There, he developed a comprehensive compliance framework, aligning the firm’s operations with complex regulatory requirements while supporting strategic business growth. Previously, Lloyd served as CFO and Compliance Officer at Granite Capital International Group, where he led risk oversight and implemented critical controls to strengthen operational integrity.

Lloyd’s career began in compliance and finance at prominent institutions, where he developed extensive expertise in managing regulatory exams, enhancing operational efficiencies, and setting up robust compliance programs. His background includes establishing and maintaining best practices in compliance for family offices, hedge funds, and private funds, along with delivering compliance training to promote a culture of integrity across organizations.

Lloyd holds a Bachelor of Science in Accounting and Information Systems from Queens College – CUNY. Outside of his professional life, Lloyd is a dedicated family man who enjoys spending time with his wife and children. A proud Penn State fan, he can often be found cheering on his team, golfing, attending music concerts, or serving as a baseball umpire. Lloyd is also actively involved in community initiatives, particularly in supporting cancer research and awareness.